Our Mission
At Ultimus, we are dedicated to providing the highest quality mutual fund solutions. Our vision to be the premier service provider for small- to medium-sized mutual funds is grounded in over 60 years of service. And experience has told us that while growth is important, it should never impede exceptional service. We achieve this every day by maintaining a small company environment and limiting the number of clients we support.

Because "Your Fund Matters," we are committed to working with industry leading technology to bring you and your shareholders ultimate service for peak performance.

   

Our Founders
Robert G. Dorsey, Managing Director
Mark J. Seger, Managing Director
John F. Splain, Managing Director

Robert G. Dorsey, Managing Director
Bob brings over 20 years experience in the mutual fund servicing industry. Prior to co-founding Ultimus, he was President of Countrywide Fund Services, Inc., responsible for new business development, client services and relationship management.
Bob is a graduate of Christian Brothers University. He is a Certified Public Accountant (Inactive), a General Securities Registered Representative and a NASD Financial Operations Principal.

Mark J. Seger, Managing Director
Mark brings over 20 years experience in the mutual fund servicing industry. Prior to co-founding Ultimus, he was Chief Accounting Officer of Countrywide Fund Services, Inc., managing the day-to-day operations of the fund accounting division
Mark is a graduate of the University of Cincinnati. He is a Certified Public Accountant, a Certified Financial Planner and a General Securities Registered Representative.

John F. Splain, Managing Director
John brings over 20 years experience in the mutual fund servicing industry. Prior to co-founding Ultimus, he was First Vice President and Secretary of Countrywide Fund Services, providing regulatory, compliance and administration services to mutual fund clients. In addition, John is a licensed Ohio attorney and a Certified Public Accountant (Inactive). He received his BA and MBA degrees from Xavier University and his JD from Northern Kentucky University.

     

 

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