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Our Mission
At Ultimus, we are
dedicated to providing the highest quality mutual fund solutions.
Our vision to be the premier service provider for small- to medium-sized
mutual funds is grounded in over 60 years of service. And
experience has told us that while growth is important, it should
never impede exceptional service. We achieve this every day by maintaining
a small company environment and limiting the number of clients we
support.
Because "Your Fund Matters," we are committed to working
with industry leading technology to bring you and your shareholders
ultimate service for peak performance.
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Our
Founders
Robert G. Dorsey, Managing Director
Mark J. Seger, Managing Director
John F. Splain, Managing Director
Robert G. Dorsey, Managing Director
Bob brings over 20 years experience in the mutual fund
servicing industry. Prior to co-founding Ultimus, he was President
of Countrywide Fund Services, Inc., responsible for new business
development, client services and relationship management.
Bob is a graduate of Christian Brothers University. He is a Certified
Public Accountant (Inactive), a General Securities Registered Representative
and a NASD Financial Operations Principal.
Mark J. Seger, Managing Director
Mark brings over 20 years experience in the mutual fund
servicing industry. Prior to co-founding Ultimus, he was Chief
Accounting Officer of Countrywide Fund Services, Inc., managing
the day-to-day operations of the fund accounting division
Mark is a graduate of the University of Cincinnati. He is a Certified
Public Accountant, a Certified Financial Planner and a General Securities
Registered Representative.
John
F. Splain, Managing Director
John brings over 20 years experience in the mutual fund
servicing industry. Prior to co-founding Ultimus, he was First Vice
President and Secretary of Countrywide Fund Services, providing
regulatory, compliance and administration services to mutual fund
clients. In addition, John is a licensed Ohio attorney and a Certified
Public Accountant (Inactive). He received his BA and MBA degrees from Xavier
University and his JD from Northern Kentucky University. |