Ultimus

Cyber Security Fundamentals: What Advisers Should Know

Due to a very well-received Cyber Security panel conversation held at a recent Ultimus client event in Cincinnati, Secure Cyber Defense CEO Shawn Waldman and Melvin Van Cleave, Vice [...]

By Melvin Van Cleave| 2019-10-29T10:54:35-05:00 October 29, 2019|Cyber Security, Data Management, Industry, Security Awareness, Threat Protection|

SEC Makes It Easier to Launch ETFs

NEW RULING ANNOUNCED FROM THE SEC: The Securities and Exchange Commission (SEC) voted unanimously on September 26 to modernize the regulatory framework for Exchange-Traded Funds (ETFs). The new ETF [...]

By Brian Privor| 2019-10-14T09:10:31-05:00 October 15, 2019|Industry, Registered Funds, Regulatory|

IS THERE A BETTER SOLUTION FOR HANDLING ADVISER TRADE OPERATIONS?

Trade processing can often be a manual and risk-fraught process that advisers take on themselves. While at one time that decision may have been reasonable, today there are opportunities for [...]

By John McNamee| 2019-07-12T16:42:35-05:00 June 13, 2017|Data Management, Middle Office|

About Melvin Van Cleave

Cyber Security Fundamentals: What Advisers Should Know

SEC Makes It Easier to Launch ETFs

IS THERE A BETTER SOLUTION FOR HANDLING ADVISER TRADE OPERATIONS?