Cyber Security Fundamentals: What Advisers Should Know
Due to a very well-received Cyber Security panel conversation held at a recent Ultimus client event in Cincinnati, Secure Cyber Defense CEO Shawn Waldman and Melvin Van Cleave, Vice [...]
SEC Makes It Easier to Launch ETFs
NEW RULING ANNOUNCED FROM THE SEC: The Securities and Exchange Commission (SEC) voted unanimously on September 26 to modernize the regulatory framework for Exchange-Traded Funds (ETFs). The new ETF [...]
IS THERE A BETTER SOLUTION FOR HANDLING ADVISER TRADE OPERATIONS?
Trade processing can often be a manual and risk-fraught process that advisers take on themselves. While at one time that decision may have been reasonable, today there are opportunities for [...]