Categorized Insight Articles



Breaking Down Breaking Even in Mutual Fund Operations– Why There is No Blanket Answer to the Break Even Question

By Dave Carson, VP Director of Client Strategies, Ultimus Fund Solutions In the results-driven investment world, it’s common for startup mutual fund managers…

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Is Your Series Trust the Wrong Fit?

By Adam Kornegay, Business Development Director The wide acceptance of operational outsourcing among fund managers combined with the continued pressures…

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Five Critical Questions to Help Identify the Ideal Distribution Partner

By Kevin Guerette, VP Director of Distribution Strategies, Ultimus Fund Solutions In the last 15 years, understanding the nuances of fund distribution…

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Key Considerations for Liquid Alt Funds in Choosing a Series Trust

Key Considerations for Liquid Alt Funds in Choosing a Series Trust By Dave Carson, President of Ultimus Managers Trust and VP, Director of Client Strategies…

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Real World Marketing: Real World Stories

Advice for Investment Advisers of Mutual FundsModerator: Dave Carson, President of Ultimus Managers Trust and VP, Director of Client Strategies at Ultimus…

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Wholesale Changes - Key Considerations for Launching Funds and Building a Sales Structure in the New Distribution Dynamic

By Kevin Guerette, VP Director of Distribution Strategies at Ultimus Fund Solutions, and Keith Brown, Principal, Keith Brown Consulting An investment manager…

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Rebooting the SOX Discussion

Key Compliance Considerations as the SEC Renews Efforts to Stem Accounting Fraud By Bo Howell, VP Director of Fund Administration, Ultimus Fund Solutions The…

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The New Rules of Board Engagement

How to Take Your Governance Relationship to the Next Level By Bo Howell, VP Director of Fund Administration, Ultimus Fund Solutions It’s no secret that…

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How to Balance Cost and Compliance in the New Regulatory Normal

By Dave Carson, President of Ultimus Managers Trust and VP, Director of Client Strategies of Ultimus Fund Solutions. A little over 10 years ago the SEC…

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Complexity, Competition and the Increasing Importance of Operations

Complexity, Competition and the Increasing Importance of Operations By Todd Heim, Client Implementation Manager, Ultimus Fund Solutions In the wake of…

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Do Your Distribution Due Diligence

How to ask the right questions to help your fund gain traction and assets By Kevin Guerette, Director of Distribution Strategies, Ultimus Fund Solutions Managers…

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