Re-thinking Vendor Due Diligence in the “New Normal”
Introduction Performing due diligence on vendors is a critical risk mitigation measure. For fund sponsor and investment managers, vendors should act as an extension of your business, and as [...]
Introduction Performing due diligence on vendors is a critical risk mitigation measure. For fund sponsor and investment managers, vendors should act as an extension of your business, and as [...]
The Securities and Exchange Commission (SEC) requires mutual funds—and similar investment companies—to submit various filings throughout each year. Whether you’re a trustee on a fund board, a newcomer to [...]
As is the case with many of conversations in 2020, the ongoing COVID-19 pandemic, with its attendant market volatility and work-place logistical considerations, has shaped recent topics of discussion [...]
The fund administration industry is a complex world, and regulatory burdens seem to grow with each passing year. This specialized work can be daunting, even for larger investment firms [...]