Amendments to Form ADV and the Books and Records Rule
An investment adviser filing an initial Form ADV or an amendment to an existing Form ADV on or after October 1, 2017 will be required to use a revised Form [...]
An investment adviser filing an initial Form ADV or an amendment to an existing Form ADV on or after October 1, 2017 will be required to use a revised Form [...]
If an average investor were asked what a futures contract is, he or she would probably answer, “I am not really sure, but it sounds complicated and probably doesn’t impact [...]
It’s that time of year when many people are ending one chapter of their life and getting ready to start a new one outside of school. And, while they may [...]
When you hear the term “bus factor,” I imagine a few different images come to mind. Maybe it’s the impending headlights of a bus heading straight for you or a [...]
Marketing can be expensive and sometimes it is difficult to see the direct benefits, especially if there are upfront costs involved. Northern Lights Distributors, LLC (NLD), understands the potential [...]
The sales conversation and process has changed significantly in the past decade. Days of sole product pitches are long gone and have been replaced with a consultative conversation on how [...]
“People are looking for a connection. Tell a good enough story about your brand and people will not only be invested, they’ll want to buy it from you.” ― John [...]
Representatives from Gemini Alternative Funds were on hand to accept the award at a ceremony in New York City on 15 September 2016. Institutional investors and fund managers who read Hedgeweek voted online to choose winners of the publication’s annual awards. Gemini Alt’s dedicated managed account offering and its Galaxy Plus Fund Platform offering received...