151 W 5th St. Cincinnati
This event is presented exclusively for Ultimus clients and business partners.
ATTENDANCE IS BY INVITATION ONLY AND RSVP IS REQUIRED.
Please plan to join us for our next client event! The Summit will be held at the Hyatt Regency in Downtown Cincinnati which will provide a fresh contemporary feel and an infusion of new energy. With a theme of Vision 20/20, our goal is to deliver a forward looking perspective throughout the event.
The Summit will focus on providing educational sessions and networking opportunities to meet investment adviser peers, business partners, industry experts, and valuable business partners of Ultimus.
WEDNESDAY, SEPTEMBER 18TH
Noon – 2:00pm – Guests will arrive at the Hyatt Regency Hotel for event check-in.
Afternoon General Session – Sponsored by Confluence
2:00 – 2:30pm – Welcome remarks and opening statement from Ultimus Vice Chairman and Co-Founder Bob Dorsey
2:30 – 3:30pm – General Session Panel: Cyber Vision: Seeing today’s landscape
4:00 – 5:00pm – Breakout Sessions: Growing and Retaining Assets: Leveraging segmentation to get the right message to the right audience; Consultants and OCIOs: What should advisers know?; Independent Trustee Roundtable: Meet your peers; Compliance Views: Current topics
Evening Networking Reception and Dinner
6:00 – 7:00pm – Networking Reception – sponsored by Envision Financial Systems
Held at the Cincinnati Museum Center and historic Union Terminal, Museum of Natural History and Science. Guests will enjoy cocktails and hors d’oeuvres while networking and mingling through the newly renovated museum
7:00 – 10:00pm – Dinner Event – sponsored by BBD,LLC
Held at the museum in the grand rotunda featuring the famous Winold Reiss mosaics and stunning art deco architecture
THURSDAY, SEPTEMBER 19TH
7:30 – 8:30am – Event check-in and breakfast, sponsored by OKAPI Partners
Morning General Session – sponsored by Deloitte
8:15 – 9:30am – Welcome remarks and State of the Ultimus Union presented by CEO, Gary Tenkman
9:45 – 10:45am – Keynote Speaker, Alison Levine – sponsored by MUFG Union Bank, N.A.
As a history-making polar explorer and mountaineer, NY Times Bestselling Author, and all-around game-changer, she will inspire us with her unique leadership philosophy during a compelling and entertaining session (e.g., surviving sub-zero temperatures, hurricane-force winds, sudden avalanches…and a career on Wall Street). Having a clear vision makes all of us, as leaders, more effective and impactful
11:00 – 12:00pm – Breakout Sessions: Third Party Marketing: Truth tellers; Generate Additional Revenue for your Fund; For Trustees Eyes Only: IDC and you; 20/20 Focus on Tax and Audit for 2020
Lunch – sponsored by Cipperman Compliance Services, LLC
Afternoon General Session – sponsored by Cboe
1:15 – 2:15pm – Breakout Session: ETF Landscape: Can you compete?; Shareholder Proxies Nuts and Bolts: Now and the Future; Mutual Fund Reporting Modernization: Refresher for large funds and time to focus for small funds; Presenting to Boards: What Trustees and Fiduciaries are looking for from you
2:30 – 3:30pm – General Session Panel: National Broker Dealers: Understanding this dynamic landscape
4:00 – 5:00pm – General Session Panel: Washington Updates
Evening Networking Event– sponsored by Filepoint
6:00 – 9:00pm – Enjoy a casual night of duckpin bowling, pinball, networking, cocktails, local foods, and fun at PiNS Mechanical Co. in Cincinnati’s historic and revitalized Over-the-Rhine neighborhood
FRIDAY, SEPTEMBER 20TH
8:00 – 9:00am – Breakfast – sponsored by Sullivan
Morning General Session – sponsored by ACA Compliance Group
9:00 – 10:00am – Keynote Speaker, Tim Kight with Focus 3 – sponsored by Cohen & Co.
The Focus 3 mission is to align the power of leadership, culture and behavior in firms around the world
10:15 – 11:15am – Breakout Session: Ultimus CCO Due Diligence Session; Trustee Breakout; Same Strategy / Multiple Products: Mutual Fund, Private Fund, CITs and more
11:15 – 11:30am – Summit Wrap Up and Thank You