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Boutique Service & Institutional Strength.

Invested in our Clients’ Success.

Private Funds

Comprehensive & specialized services for private and institutional funds

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Dedicated Managed Account

Highly customizable investing structures for institutional investors

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Public Plans

Experienced program management and services for public plans

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Registered Funds

Solutions for launching, servicing & converting registered funds

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Boutique Service & Institutional Strength.

Invested in our Clients’ Success.

Registered Funds

Solutions for launching, servicing & converting registered funds

Learn More
Private Funds

Comprehensive & specialized services for private and institutional funds

Learn More
Dedicated Managed Account

Highly customizable investing structures for institutional investors

Learn More
Public Plans

Experienced program management and services for public plans

Learn More

Boutique Service & Institutional Strength.

Invested in our Clients’ Success.

Registered Funds

Solutions for launching, servicing & converting registered funds

Learn More
Private Funds

Comprehensive & specialized services for private and institutional funds

Learn More
Dedicated Managed Account

Highly customizable investing structures for institutional investors

Learn More
Public Plans

Experienced program management and services for public plans

Learn More

A Strong and Stable Fund Servicing Partner.

Connecting With You for the Long Term.

Ultimus Fund Solutions provides financial advisers and institutions an ever-expanding suite of administration and accounting services, modern investor servicing tools, and distribution support for their registered and private investment products. We partner with you to provide integrated and customizable services, manage complexity, and help you build critical financial industry connections that may allow you to expand distribution of your strategies and grow your assets. With $220+ billion in assets under administration and 750+ professionals, our strength gives us the resources to help both financial professionals and investors flourish in today’s increasingly sophisticated and dynamic investment landscape.

Get in touch with us to learn more

Why Ultimus?

At Ultimus, we invest in best-in-class technology and put our team of experienced, top quality professionals to work for you. We partner with you to learn the nuances and complexities of your business, how you define success, and how to work most effectively for you in order to provide you customized services throughout the entire lifecycle of your funds.

Get in touch with us to learn more

Client Spotlight
dedicated to you

A holistic approach to servicing funds

Building valued relationships for ongoing success

Compliance solutions to keep firms up-to-date

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News & Press

Upcoming Events

Dec
8
Tue
Product Trends: Planning to Diversify Investors for 2021
Dec 8 @ 2:00 pm – 3:00 pm

What will asset managers be planning for in 2021?

Join our panel of industry professionals as Dave Carson, SVP of Client Strategies with Ultimus, moderates a discussion to explore today’s market and the product trends. Panelists will propose ideas to broaden your product offerings to increase investor reach.

Learning Objectives:

  • Evaluating the benefits of offering strategies in multiple vehicles
  • Assessing the current market and product trends for the following products:
    • ETFs
    • Interval funds
    • Private funds
    • CITs
    • Robo advisory
  • Analyzing the advantages and disadvantages
  • Identifying top considerations for product development
    • Market segmentation
    • Consumption & distribution
    • Digital engagement strategies
  • Providing actionable steps for moving from consideration to implementation & launch

Featuring the following presenters:

Sandra Powers, CEO/CCO, Ark Global LLC, Author of The Road to AUM

John Hunt, Partner, Sullivan & Worcester LLP

Adam Kornegay, SVP Business Development, Ultimus Fund Solutions

Dave Carson, SVP Client Strategies, Ultimus Fund Solutions (Moderator)

 

Interested? Inquire with your Ultimus Relationship Manager for registration details.

Dec
10
Thu
Implementing Semi-Transparent Solutions and Distribution Strategies
Dec 10 @ 12:00 pm – 1:00 pm

Please join us for the third and final session of our series on exchange-traded funds. Our panel of experienced ETF professionals will explain the steps and considerations needed to launch actively managed ETF’s into the market.

Discussion Topics:

  • Recap from Part 1 & 2
  • What you need to know to launch an ETF
  • Vident functionality and support for marketing efforts
  • Importance of distribution planning
  • Do’s and don’ts
  • Year-end planning ideas

Featured presenters:

Scott Szever, Director, Exchange Traded Products, New York Stock Exchange

Rafael Zayas, Head of Portfolio Management and Trading, Vident Investment Advisory LLC

Larie Lydick, VP  ETF and Mutual Fund Services, Ultimus Fund Solutions

Alma Piscitello, EVP, Relationship Management, Ultimus Fund Solutions (Moderator)

 

Interested in attending? Contact your Ultimus Relationship Management Representative for registration details.