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Institutional Strength & Boutique Service.

Invested in our Clients’ Success.

Private Funds

Comprehensive & specialized services for private and institutional funds

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Public Plans

Experienced program management and services for public plans

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Registered Funds

Solutions for launching, servicing & converting registered funds

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Boutique Service & Institutional Strength.

Invested in our Clients’ Success.

Registered Funds

Solutions for launching, servicing & converting registered funds

Learn More
Private Funds

Comprehensive & specialized services for private and institutional funds

Learn More
Dedicated Managed Account

Highly customizable investing structures for institutional investors

Learn More
Public Plans

Experienced program management and services for public plans

Learn More

Boutique Service & Institutional Strength.

Invested in our Clients’ Success.

Registered Funds

Solutions for launching, servicing & converting registered funds

Learn More
Private Funds

Comprehensive & specialized services for private and institutional funds

Learn More
Dedicated Managed Account

Highly customizable investing structures for institutional investors

Learn More
Public Plans

Experienced program management and services for public plans

Learn More

A Strong and Stable Fund Servicing Partner.

Connecting With You for the Long Term.

Ultimus Fund Solutions provides financial advisers and institutions an ever-expanding suite of administration and accounting services, modern investor servicing tools, and distribution support for their registered and private investment products. We partner with you to provide integrated and customizable services, manage complexity, and help you build critical financial industry connections that may allow you to expand distribution of your strategies and grow your assets. With $220+ billion in assets under administration and 750+ professionals, our strength gives us the resources to help both financial professionals and investors flourish in today’s increasingly sophisticated and dynamic investment landscape.

Get in touch with us to learn more

Bob Dorsey Receives Lifetime Achievement Award

Why Ultimus?

At Ultimus, we invest in best-in-class technology and put our team of experienced, top quality professionals to work for you. We partner with you to learn the nuances and complexities of your business, how you define success, and how to work most effectively for you in order to provide you customized services throughout the entire lifecycle of your funds.

Get in touch with us to learn more

Client Spotlight
dedicated to you

A holistic approach to servicing funds

Building valued relationships for ongoing success

Compliance solutions to keep firms up-to-date

From the Blog

The Expansion of ‘Model Portfolios’: Gaining Ground & Providing Efficiencies

By | April 13, 2021|Categories: Distribution, Registered Funds|Tags: , , , , , , |

Modern portfolio theory was introduced in the early ’50s and until the financial crisis in 2008 it was widely regarded as the optimal way to manage risk in a [...]

News & Press

Upcoming Events

May
19
Wed
Exploring Data & Resources to Build an ESG, SRI, or Impact Fund
May 19 @ 2:00 pm – 3:00 pm

Today’s market interest in environmental, social, and governance (ESG) investing, socially responsible investing (SRI), and impact investing has sparked a need for data transparency. This webinar will facilitate asset managers as they strategize their investments with a better understanding of metrics and risk factors for these types of funds.

Register Here

Discussion Topics:

  • Reasons ESG, SRI, and Impact Funds are gaining popularity
  • Define fund objective & criteria
  • Tools to help find securities for a fund
  • Understanding the available data

Featured Presenters:

  • Vladimir Kaplun, Director, Business Development & Strategy, North America, ICE Data Services
  • Stacy Louizos, Co-Chair Investment Management Group and Co-Leader ESG Team, Blank Rome LLP
  • John Pileggi, Chief Investment Officer, Uncommon Giving Corp.
  • Jason Stevens, EVP, Chief Technology Officer, Ultimus Fund Solutions (Moderator)v
Nicsa Webinar – Return to the Office
May 19 @ 2:00 pm – 3:00 pm

Return to the Office – The Future of the Workforce

2020 changed the landscape of the workplace indefinitely. Join us for an open discussion around the evolution of policies and processes for returning to the “new normal” in a post-pandemic environment. Attendees will hear from three different perspectives: HR, operations and client relations as they talk candidly about new challenges and opportunities as employees begin to return to the office.

Speakers:
  • Nicole Callies (Moderator), Director of Business Development, Mars SalesFocus Solutions
  • Heather Schwab, Executive Vice President and Chief Human Resource Officer, Ultimus Fund Solutions
  • Erika Ivanyi, General Manager, Capital Group | American Funds
  • Paul DeSalvo, Executive Director, Asset Managers Coverage, J.P. Morgan Securities Services

NEW FORMAT: At the conclusion of the panel, attendees will have the opportunity to take a deep dive into the three different perspectives via Zoom breakouts. The breakouts will be hosted by the respective panelist and attendees will be able to engage in meaningful dialogue by asking questions and sharing best practices. Attendees can sign up for the breakout of their choosing during the registration process.

Register Here