Ultimus Fund Solutions

Boutique Service & Institutional Strength.

Invested in our Clients’ Success.

Private Funds

Comprehensive & specialized services for private and institutional funds

Learn More

Dedicated Managed Account

Highly customizable investing structures for institutional investors

Learn More

Public Plans

Experienced program management and services for public plans

Learn More

Registered Funds

Solutions for launching, servicing & converting registered funds

Learn More

Boutique Service & Institutional Strength.

Invested in our Clients’ Success.

Registered Funds

Solutions for launching, servicing & converting registered funds

Learn More

Private Funds

Comprehensive & specialized services for private and institutional funds

Learn More

Dedicated Managed Account

Highly customizable investing structures for institutional investors

Learn More

Public Plans

Experienced program management and services for public plans

Learn More

Boutique Service & Institutional Strength.

Invested in our Clients’ Success.

Registered Funds

Solutions for launching, servicing & converting registered funds

Learn More

Private Funds

Comprehensive & specialized services for private and institutional funds

Learn More

Dedicated Managed Account

Highly customizable investing structures for institutional investors

Learn More

Public Plans

Experienced program management and services for public plans

Learn More

A Strong and Stable Fund Servicing Partner.

Connecting With You for the Long Term.

Ultimus Fund Solutions provides financial advisers and institutions an ever-expanding suite of administration and accounting services, modern investor servicing tools, and distribution support for their registered and private investment products. We partner with you to provide integrated and customizable services, manage complexity, and help you build critical financial industry connections that may allow you to expand distribution of your strategies and grow your assets. With $150+ billion in assets under administration and 500+ professionals, our strength gives us the resources to help both financial professionals and investors flourish in today’s increasingly sophisticated and dynamic investment landscape.

Get in touch with us to learn more

Launching a mutual fund?

Check out our new resource page and e-book.

Launching a ’40 Act mutual fund may significantly expand an adviser’s business while broadening their product solutions footprint. When considering starting a mutual fund, there are many key variables to keep in mind, such as the timeline, structure, costs, marketing, distribution and regulatory requirements.

Learn more about mutual funds

Why Ultimus?

At Ultimus, we invest in best-in-class technology and put our team of experienced, top quality professionals to work for you. We partner with you to learn the nuances and complexities of your business, how you define success, and how to work most effectively for you in order to provide you customized services throughout the entire lifecycle of your funds.

Get in touch with us to learn more

Ultimus
[uhl-tuh-muhs]
adjective

From the Blog

Cyber Security Fundamentals: What Advisers Should Know

By Melvin Van Cleave| 2019-10-29T10:54:35-05:00 October 29, 2019|Categories: Cyber Security, Data Management, Industry, Security Awareness, Threat Protection|Tags: Anti-Malware, Anti-Virus, CEO Shawn Waldman, Cyber Security, LLC, Melvin Van Cleave, National Security Awareness Month, Secure Cyber Defense, Ultimus Fund Solutions, VP of Tech Infrastructure|

Due to a very well-received Cyber Security panel conversation held at a recent Ultimus client event in Cincinnati, Secure Cyber Defense CEO Shawn Waldman and Melvin Van Cleave, Vice [...]

SEC Makes It Easier to Launch ETFs

By Brian Privor| 2019-10-14T09:10:31-05:00 October 15, 2019|Categories: Industry, Registered Funds, Regulatory|Tags: Custom Baskets, ETFs - Value to Investors, Is an ETF Right for You?, Launching ETFs, SEC, Securities and Exchange Commission|

NEW RULING ANNOUNCED FROM THE SEC: The Securities and Exchange Commission (SEC) voted unanimously on September 26 to modernize the regulatory framework for Exchange-Traded Funds (ETFs). The new ETF [...]

View The Blog

News & Press

Ultimus Co-Founder Bob Dorsey Elected to ICI Board of Governors

By Ultimus| 2019-10-21T08:24:58-05:00 October 22, 2019|News and Press Categories: Mutual Fund , News , Press Release , Registered Funds|

CINCINNATI, OHIO – October 22, 2019 – Ultimus Fund Solutions® (Ultimus®) announced today that Bob Dorsey, Vice Chairman and Co-Founder of Ultimus, has been elected to serve on the Board [...]

Former SEC Enforcement Professional is Named President of Ultimus’ Compliance Suite of Solutions

By Ultimus| 2019-10-15T10:37:26-05:00 October 10, 2019|News and Press Categories: News , Press Release|

CINCINNATI, OHIO – October 10, 2019 – Ultimus Fund Solutions® (Ultimus®), one of the largest independent fund service providers, announces today that Brian Privor has been named President of Ultimus’ [...]

View All News

Upcoming Events

Nov

Mon

SRI – The 30th Annual SRI Conference @ Colorado Springs, CO

Tickets

Nov 11 @ 9:00 am – Nov 15 @ 5:00 pm

Categories: Public Events

Nov

Wed

3PM Conference – 3PM Annual Conference @ New York City

Tickets

Nov 13 @ 9:00 am – Nov 14 @ 5:00 pm

Panel speaker Dave Carson, President, Ultimus Managers Trust and Unified Series Trust; VP Director of Client Strategies

Categories: Public Events

Cocktails & Networking @ Kimpton Nine Zero Hotel

Tickets

Nov 13 @ 5:00 pm – 7:00 pm

Please join us for Cocktails & Networking – Boston where we’ll be serving seasonally-inspired cocktails as you network with other fund industry professionals.

Space is limited, so register today. Looking forward to connecting with you at the event.

Categories: Public Events

November 2019 Nov 2019

View All Events