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Institutional Strength & Boutique Service.

Invested in our Clients’ Success.

Private Funds

Comprehensive & specialized services for private and institutional funds

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Public Plans

Experienced program management and services for public plans

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Registered Funds

Solutions for launching, servicing & converting registered funds

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Boutique Service & Institutional Strength.

Invested in our Clients’ Success.

Registered Funds

Solutions for launching, servicing & converting registered funds

Learn More
Private Funds

Comprehensive & specialized services for private and institutional funds

Learn More
Dedicated Managed Account

Highly customizable investing structures for institutional investors

Learn More
Public Plans

Experienced program management and services for public plans

Learn More

Boutique Service & Institutional Strength.

Invested in our Clients’ Success.

Registered Funds

Solutions for launching, servicing & converting registered funds

Learn More
Private Funds

Comprehensive & specialized services for private and institutional funds

Learn More
Dedicated Managed Account

Highly customizable investing structures for institutional investors

Learn More
Public Plans

Experienced program management and services for public plans

Learn More

A Strong and Stable Fund Servicing Partner.

Connecting With You for the Long Term.

Ultimus Fund Solutions provides financial advisers and institutions an ever-expanding suite of administration and accounting services, modern investor servicing tools, and distribution support for their registered and private investment products. We partner with you to provide integrated and customizable services, manage complexity, and help you build critical financial industry connections that may allow you to expand distribution of your strategies and grow your assets. With $220+ billion in assets under administration and 750+ professionals, our strength gives us the resources to help both financial professionals and investors flourish in today’s increasingly sophisticated and dynamic investment landscape.

Get in touch with us to learn more

Bob Dorsey Receives Lifetime Achievement Award

Why Ultimus?

At Ultimus, we invest in best-in-class technology and put our team of experienced, top quality professionals to work for you. We partner with you to learn the nuances and complexities of your business, how you define success, and how to work most effectively for you in order to provide you customized services throughout the entire lifecycle of your funds.

Get in touch with us to learn more

Client Spotlight
dedicated to you

A holistic approach to servicing funds

Building valued relationships for ongoing success

Compliance solutions to keep firms up-to-date

From the Blog

The Expansion of ‘Model Portfolios’: Gaining Ground & Providing Efficiencies

By | April 13, 2021|Categories: Distribution, Registered Funds|Tags: , , , , , , |

Modern portfolio theory was introduced in the early ’50s and until the financial crisis in 2008 it was widely regarded as the optimal way to manage risk in a [...]

News & Press

Susan Cosgrove Appointed to Ultimus Board of Directors

By | March 10, 2021|News and Press Categories: |

CINCINNATI, OHIO –March 10, 2021  - Ultimus Fund Solutions®, a leading independent provider of full-service fund administration, accounting, and investor solutions, is pleased to announce the appointment of Susan Cosgrove [...]

Upcoming Events

Apr
28
Wed
Democratization of Alternatives
Apr 28 @ 2:00 pm – 3:00 pm

Partnering with Nicsa, we hope you join us for our upcoming webinar.

REGISTER HERE

Private market investments continue to attract attention from retail investors in the U.S. Hear from veteran industry leaders who will share their varied perspectives on expanding investor access to alternative investment strategies. Panel discussion topics will focus on the evolving investor appetites to access alternative products in a registered ’40 Act wrapper and commentary on recent trends including the regulatory environment, distributor receptivity and sustained growth of the marketplace.

Learning objectives:
  • Product structure options
  • Strategy trends
  • Regulatory considerations
  • Distributor receptivity
Featuring:
 

May
3
Mon
The SME Forum
May 3 @ 10:00 am – 11:00 am

Insights on How We Are Forever Changed Through Business Innovation

 

Bill Hortz, Founder & Dean of The Institute for Innovation Development will discuss and illustrate how business innovation is changing the dynamics of how we work and interact with one another. He will introduce in 2 member firms that are actively innovating the financial services industry through technology and business model innovation. Mark Spina, President & COO from FLX Distribution will discuss their work on restructuring the traditional investment products distribution ecosystem and Ian Martin, Chief Administrative Officer of Ultimus Fund Solutions will share the drive behind their innovative technology strategy on their uSUITE® technology platform for their fund administration clients.

Register Here

 

               Bill Hortz                            Mark Spina                              Ian Martin
         
May
19
Wed
Exploring ESG Data and Resource Options
May 19 @ 2:00 pm – 3:00 pm

Institutions and financial professionals around the world are increasingly factoring in environmental, social and governance (ESG) risks and opportunities to their decision making process, reflecting a view that companies with sustainable practices may generate stronger returns. Join us for a discussion with industry professionals as we explore the data metrics and resources to help gain transparency into the impact of key ESG issues, uncover opportunities and manage risk.

Register Here

 

ESG Data Solutions for Fund Sponsors

  • Understanding the data that is available
  • Accessing and applying data
  • Data algorithms
  • Integrating APIs and data solutions to compliance perimeters

Panelists:

Jason Stevens, Ultimus (moderator)
Stacy Louizos, Blank Rome
ICE Data Services Representative