Resource Library

Product innovation, distribution transformation, regulatory shifts, and rapid technology adoption are unfolding simultaneously, and the line between public and private fund structures continues to blur. These were the central themes at the recent Ultimus Client Summit.

As alternative investment strategies increasingly adopt the framework of ’40 Act funds, the selection of service providers has become a critical decision point. Provider expertise in regulatory compliance, operational efficiency, and the ability to inspire investor confidence now sits at the top of the due diligence checklist when selecting an administrator, tax, and audit partner.

The 351 exchange continues to gain traction among asset managers as a strategic method for converting various investment vehicles, such as separately managed accounts (SMAs) into exchange traded funds (ETFs). This tax-deferred process can unlock benefits, including enhanced liquidity and transparency.

Arch and Ultimus partnered with a clear mission: to transform how asset managers operate. They achieve this by combining Arch’s advanced technology, which delivers centralized data visibility and automated workflows, with Ultimus’ specialized, first-class fund administration services.

When investment managers switch custodians, attention typically centers on the transition logistics—system integration, compliance considerations, and client communications. Less often discussed is what can be left behind: years of trading history, now fragmented across multiple systems. It’s an operational gap that quietly erodes data lineage until the downstream effects become too costly to ignore.

As wealth managers look beyond traditional portfolio models, registered structures such as interval funds, tender offer funds, and business development companies are reshaping access to private market investment strategies.

As ETFs continue to grow in popularity for investors we continue to see asset managers expand their product offerings to include ETFs.

The rise in private credit and other alternative asset classes has been a major trend in recent years, driven by increasing investor demand for yield and diversification. This blog explores the key factors driving the rise of ‘34 Act registered private funds.

In an increasingly competitive investment landscape, asset managers are under growing pressure to demonstrate not only strong performance, but also trustworthy and benchmarked results.

The Exchange-Traded Fund (ETF) landscape is rapidly evolving, and asset managers are exploring innovative structures that can offer advantages.

With the asset class expected to continue to expand well into 2027, private credit has become central to funding businesses in various sectors across the globe. This guide explores practical strategies to tackle these challenges head-on, providing private credit managers and fund managers with actionable insights into optimizing operations.

In the financial world, data is currency. Protecting it isn't just an IT problem; it's a fundamental business requirement. The risks are clear—data breaches, ransomware, and regulatory fines—but defending against them requires action in everyday routines? The concept of "cyber hygiene" provides the answer. Much like personal hygiene prevents illness, good cyber hygiene consists of simple, repeatable practices that protect your digital life from threats.