News

Press Releases

Ultimus Announces David James as General Counsel and Director of Fund Administration

Accomplished ’40 Act Attorney Joins Flourishing Fund Services Firm CINCINNATI, OHIO – August 7, 2018 – Ultimus Fund Solutions®, LLC (Ultimus®),…Read More >


Ultimus’ Capitol Series Trust Expands Board by Adding Three New Members

Raising the number of trustees to six CINCINNATI, OHIO – July 31, 2018 – Capitol Series Trust (CST), sponsored by Ultimus Fund Solutions®, LLC…Read More >


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Insight Articles

Breaking Down Breaking Even in Mutual Fund Operations– Why There is No Blanket Answer to the Break Even Question

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Soaring Across the Big Blue Yonder Known as Blue Sky Laws

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Industry Association Partners

Ultimus is a founding sponsor of the Institute for Innovation Development, an organization designed to create tangible business development tools for growth-oriented advisers. The Institute is a valuable resource for Ultimus clients by way of educational and networking opportunities in regards to generating new product and service offering ideas. Through its team of top innovation consultants the Institute provides leadership, and encourages growth, differentiation and unique client engagement for the adviser community. For more information please visit www.innovationdevelopment.org.


Industry Associations:

ICI - Investment Company Institute – ICI is a leading global association of regulated funds and seeks to encourage adherence to high ethical standards, promote public understanding, and otherwise advance the interests of funds, their shareholders, directors, and advisers. Please link to the 2018 ICI Fact Book here.

IAA - Investment Advisor Association – IAA is a not-for-profit organization that exclusively represents the interests of SEC-registered investment adviser firms.

NSCP - National Society of Compliance Professionals - is a nonprofit, membership organization dedicated to serving and supporting the compliance professional in the financial services industry. Membership provides resources including a vast network of compliance peers, continuing education to further their knowledge and specialized skills, and regulatory involvement through representation of compliance interests.

GCMFA – Greater Cincinnati Mutual Funds Association - is a non-profit organization designed to provide mutual fund professionals a forum to share ideas, exchange information. The GCMFA consistently sponsors workshops, seminars, meetings and social events to facilitate interaction and idea sharing, network, and develop skills to help bring success to their respective organizations.

NICSA – National Investment Company Service Association - is a nonprofit association that connects global investment management industry participants in order to collaboratively develop, share and advance leading operating practices that enable and improve industry efficiency.