Fund Structure Conversions

Ultimus takes a consultative approach to help fund managers who are considering fund structure conversions. Whether converting from an SMA to ’40 Act Fund, mutual fund to an ETF or private fund to an interval/tender offer fund, our experienced professionals will provide guidance, coordination and an institutional project management approach to help convert any type of fund structure, allowing firms looking to optimize their investment opportunities.

Structure Conversion Available Funds
  • Separately Managed Account to Registered Fund (ETF or mutual fund)
  • Private Fund to Registered Fund (ETF, mutual fund, interval and tender offer fund)
  • Mutual fund to ETF

Learn how one RIA increased distribution opportunities by converting a private fund to a tender offer fund. Read here.

Contact us to discuss how Ultimus can educate and assist in your structure conversion.


Learn more about how to expand your reach and/or drive efficiencies with your SMA strategy in our recent webinar here.

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DISCLOSURE: Information contained on this website is based on public data, historical agreements and dialogue with intermediaries. Such information represents our current understanding of the described platforms and the costs associated with them. In many cases, such costs may be negotiable. All pricing and fee information is subject to change without notice.

Ultimus Fund Solution

8778 UFS 2/18/2022

Ultimus Fund Solution